| 30-Dec-2019 | MKD | Molecular Data Inc. | NASDAQ |
| 30-Dec-2019 | SRAC | Stable Road Acquisition Corp. | NASDAQ |
| 30-Dec-2019 | SRACW | Stable Road Acquisition Corp. | NASDAQ |
| 27-Dec-2019 | DVOP | Source Dividend Opportunity ETF | BATS |
| 27-Dec-2019 | DWAW | Advisorshares Dorsey Wright Fsm All Cap World ETF | NASDAQ |
| 27-Dec-2019 | DWEQ | Advisorshares Dorsey Wright Alpha Equal Weight ETF | NASDAQ |
| 27-Dec-2019 | DWUS | Advisorshares Dorsey Wright Fsm US Core ETF | NASDAQ |
| 27-Dec-2019 | GBDV | Global Beta ETF Trust Global Beta Smart Income ETF | ARCA |
| 27-Dec-2019 | JOYY | Infusive US Trust ETF Infusive Compounding Global Equities ETF | ARCA |
| 27-Dec-2019 | NWGI | Newgioco Group Inc. | NASDAQ |
| 27-Dec-2019 | SPSK | Tidal ETF Trust Sp Funds Dow Jones Global Sukuk ETF | ARCA |
| 24-Dec-2019 | GGT-G | Gabelli Multi-Media Trust Inc. (The) 5.125% Series G Cumulative Preferred Shares | NYSE |
| BRBS | Blue Ridge Bankshares Inc. | AMEX |
| CUBB | Customers Bancorp, Inc 5.375% Subordinated Notes Due 2034 | NYSE |
| F-C | Ford Motor Company 6% Notes due December 1, 2059 | NYSE |
| FLSP | Franklin Liberty Systematic Style Premia ETF | ARCA |
| FSRV | Finserv Acquisition Corp. | NASDAQ |
| FSRVW | Finserv Acquisition Corp. | NASDAQ |
| PSA-K | Public Storage Depositary Shares Each Representing 1/1,000 of a 4.75% Cumulative Preferred Share of Beneficial Interest, Series K | NYSE |