Трейдинг, брокеры, скандалы - часть 3. Как NFA следило за PFG.

EStrader, Елена, испуг пройдет… без всяких успокоительных) используйте Вашу рассудительность! немногие обладают таким природным даром!

EStrader, нет, не стебусь, и не тестирую порог вашей раздражительности; просто свое мнение выразил лишь, ибо это форум и для того он ;-)

cruss1u5,Penson уже больше месяца пытается впарить свой фьючерсный дивизион KCG: «DALLAS, TX, May 29, 2012 – Penson Worldwide, Inc. (NASDAQ: PNSN) today announced that it has
agreed to sell certain assets and liabilities of the futures division of its U.S. broker-dealer subsidiary, Penson
Financial Services, Inc. (PFSI), to Knight Capital Group, Inc. (NYSE Euronext: KCG). The transaction, which
is subject to customary closing conditions and regulatory approvals, is expected to be completed in the
second quarter of 2012. PFSI’s futures division services more than 60 introducing brokers, high-frequency
traders, hedgers, non-clearing FCMs, professional traders and exchange members.
As consideration for the transfer of certain assets and liabilities of the futures division, Penson will receive
$5 million at closing, a portion of which is subject to the transfer of certain exchange seats or
memberships. In addition, Penson is entitled to receive earn-out payments over the next three years based
on the performance of the futures division. Penson management currently estimates that the total amount
of consideration to be received will result in a small gain on the sale.
Customer futures positions and segregated funds and collateral, and foreign exchange positions and
margin will be transferred to Knight. Access to positions and accounts by customers will not change and
the transfer of the business will not require any technology conversions. Current management of Penson’s
futures division will remain in place and Penson will continue to service its introducing brokers and
customers through a transition services agreement with Knight. The parties expect that the majority of
futures division employees will move to Knight. Additional details will be provided in subsequent Penson
filings with the Securities and Exchange Commission.
“Knight provides accounts with a stable, well-capitalized, independent platform and it will be ‘business as
usual’ for futures customers,” said Philip A. Pendergraft, CEO of Penson Worldwide. “This transaction
represents an ideal solution for our futures introducing brokers, customers, and related counterparties, as
well as for our other stakeholders. As previously announced, we continue to work on other strategic
transactions in both the US and Canadian markets.” По этому поводу в последнем отчете CFTC за 31 мая уже появился новый игрок — KNIGHT EXECUTION AND CLEARING SERVICES LLC.

EStrader, спасибо за поправку, про Sentinel, правильно ли я понял что дело происходило в 2007 году? blogs.reuters.com/macroscope/2011/11/10/mf-global-knows-its-former-clients%E2%80%99-pain/ Интересно услышать подробней в четвертой серии о правиле 1.25 CFTC, если Вы в курсе www.business-magazine.ru/mech_new/experience/pub342461/